This document outlines the approach taken by Autu Securities for executing orders on behalf of its clients.

Definitions and Interpretation

Buy Limit: An order to purchase securities at a price lower than the current market price, anticipating a subsequent price increase. Buy Stop: An order to purchase securities at a price higher than the current market price, anticipating further price increases. Client Agreement: The agreement entered into between Autu Securities and the client. Market Order: An order to buy or sell securities at the current quoted price immediately. Margin Level: Calculated as (Equity / Margin) × 100%. Pending Order: An order to execute a trade at a specific price, including Buy Limit, Buy Stop, Sell Limit, Sell Stop, Take Profit, and Stop Loss. Sell Limit: An order to sell securities at a price higher than the current market price, anticipating a subsequent price decrease. Sell Stop: An order to sell securities at a price lower than the current market price, anticipating further price decreases. Stop Loss: An order to minimize losses by automatically closing a position if the price moves in an unfavorable direction. Stop Out: Occurs when the Margin Level falls below a specified threshold, triggering automatic closure of positions. Take Profit: An order to close a position and secure profits when the price reaches a specified level. Terms not explicitly defined here shall have the meanings described in the Client Agreement.

Transaction Terms and Conditions

The client acknowledges that leverage for certain instruments, such as futures, may be adjusted when markets close/according to market conditions. Buy Limit, Sell Limit, and Take Profit orders for currency pairs and CFDs are executed at the client’s specified price or the next available market price. Buy Stop, Sell Stop, and Stop Loss orders for currency pairs and CFDs are executed at the client’s specified price or the next available market price, subject to the following: If a price gap occurs during position opening or closing and the order price falls within the gap, the order will execute at the first available market price after the gap. Certain pending orders may only be placed 50 points above or below the current market price for specific account types. Autu Securities reserves the right to refuse execution of orders in cases of transmission errors, delays, technical issues, or illegal interventions resulting in erroneous pricing or quotes. Orders cannot be amended or canceled once the specified price is reached and executed. When Stop Out occurs, open positions are closed automatically without prior notice. Clients remain responsible for any outstanding balances after such closures.

Execution Venue

Autu Securities acts as a principal and not as an agent in executing client orders. Orders will be transmitted to third-party liquidity providers, but Autu Securities remains the sole counterparty. Clients acknowledge that: Transactions are not conducted on a recognized exchange. Transactions are over-the-counter (OTC). OTC transactions may carry additional risks, including counterparty risk.

Prohibition on Bonus-Hunting

Autu Securities prohibits actions by clients aimed solely at obtaining bonuses or causing financial harm to the company. The company reserves the right to: Withhold client funds. Withhold or cancel bonuses. Impose a penalty of 5% on deposits for suspicious activities. Bonus-hunting activities include: Systematically closing positions with minimal profits (e.g., under 10 points) while holding non-turnover bonuses. Opening opposing positions solely to exploit bonus schemes.

Amendments

Autu Securities reserves the right to amend or update this policy at any time without prior notice. Amendments become effective upon publication on the company’s website. Clients are advised to review the policy regularly.